Our client's Investment Services team in the Chicago, New York or Washington, DC office is seeking an associate with 4-6 years of Investment Company Act of 1940 experience.

- 4-6 years of experience with registered investment companies and investment advisers and with regulatory and compliance matters regarding federal securities laws, including the Investment Company Act of 1940 and the Securities Act of 1933.

- You have the ability to play a leading or other key role in transactions, particularly related to investment company reorganizations or mergers.

- You have experience managing multiple matters simultaneously.

- You have a J.D. degree and strong academic credentials; and

- You are admitted in (and in good standing with) or taking steps to become admitted in the applicable jurisdiction (Illinois, New York, or District of Columbia).

Key terms to assist with: 1940 Act, mutual funds, exchange-traded funds, ETFs, closed-end funds, independent trustees/directors, etc.